---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-019097"
form_type: "8-K"
ticker: "AMOD"
cik: "0001862463"
company_name: "ALPHA MODUS HOLDINGS, INC."
filed_at: "2025-10-23T23:59:59+00:00"
generated_at: "2026-05-17T02:34:01.272490+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Alpha Modus issues two convertible notes totaling $1.114M, including related-party note from CEO trust

## Summary
- Alessi Note: $714,285 principal ($500K funded), 8% interest, convertible at $5.00/share, matures Sept 2026.
- Haase-Dubosc Note: $400,000 principal, 7% interest, convertible at 80% of 5-day VWAP; warrants for 363,636 shares at $1.10.
- Notes issued to CEO's family trust and Haase-Dubosc family trust; proceeds for working capital.
- Conversion features could dilute shareholders if exercised; notes are unregistered.

## SEC filing metadata
- accession: 0001493152-25-019097
- form_type: 8-K
- ticker: AMOD
- cik: 0001862463
- company_name: ALPHA MODUS HOLDINGS, INC.
- filed_at: 2025-10-23T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 2.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1862463/000149315225019097/0001493152-25-019097-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1862463/000149315225019097/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-019097
- JSON: https://secwatch.observer/filing/0001493152-25-019097.json
- Plain text: https://secwatch.observer/filing/0001493152-25-019097.txt

## Key facts
- Debt Financings
  ALPHA MODUS HOLDINGS, INC. incurred convertible notes of original principal amount of $714,285.71 with The Alessi 2023 Irrevocable Trust at 8% per annum maturing September 15, 2026.
  - Instrument: convertible notes
  - Principal: original principal amount of $714,285.71
  - Counterparty: The Alessi 2023 Irrevocable Trust
  - Rate: 8% per annum
  - Maturity: September 15, 2026
  - Event: incurrence
  source text: in the original principal amount of $714,285.71, in consideration of $500,000 in funding received by the Company from the Alessi Trust on or about September 15, 2025.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1862463/000149315225019097/0001493152-25-019097-index.htm
- Debt Financings
  ALPHA MODUS HOLDINGS, INC. incurred convertible notes of original principal amount of $400,000 with Nancy Helen Wallace and Gerard Haase-Dubosc Family Trust at 7% per annum maturing October 15, 2026.
  - Instrument: convertible notes
  - Principal: original principal amount of $400,000
  - Counterparty: Nancy Helen Wallace and Gerard Haase-Dubosc Family Trust
  - Rate: 7% per annum
  - Maturity: October 15, 2026
  - Event: incurrence
  source text: Family Trust (the “ Haase-Dubosc Trust ”), pursuant to which the Company issued (i) a convertible promissory note to the Haase-Dubosc Trust in the original principal amount of $400,000 (the “ Haase-Dubosc Note ”), and (ii) warrants to purchase 363,636 shares of Company Class A common stock at an exercise price of $1.10/share, for a total purchase price of
  evidence_url: https://www.sec.gov/Archives/edgar/data/1862463/000149315225019097/0001493152-25-019097-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.