secwatch.observer — SEC 8-K summary
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Issuer:     Celularity Inc (CELU)
CIK:        0001752828
Form:       8-K
Filed at:   2025-10-28T23:59:59+00:00
Accession:  0001493152-25-019839
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 3.02, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Celularity raises $2M initial tranche in $6.67M private placement of Series A Preferred and warrants
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- Series A Preferred shares sold at 90% of stated value; $2M initial tranche closed Oct 24, 2025.
- Up to three tranches totaling $6.67M stated value; warrants exercisable at $3.00/share for 25% of purchase price.
- Conversion price lower of 110% of prior close or 95% of 7-day VWAP, floor $1.60; 5% dividend (18% on trigger event).
- Proceeds used for working capital; investor capped at 4.99% beneficial ownership unless waived.
- Shares issued exempt under Section 4(a)(2) and Regulation D; resale registration required within 30 days.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1752828/000149315225019839/0001493152-25-019839-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1752828/000149315225019839/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-25-019839

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