---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-020271"
form_type: "8-K"
ticker: "BENF"
cik: "0001775734"
company_name: "Beneficient"
filed_at: "2025-10-30T23:59:59+00:00"
generated_at: "2026-05-17T01:23:44.263670+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Beneficient regains compliance with two Nasdaq rules, but remains noncompliant on bid price

## Summary
- Nasdaq notified Beneficient on Oct 29, 2025 that it regained compliance with periodic filing and $35M MVLS requirements.
- Company remains noncompliant with $1.00 bid price requirement and must comply within Panel extension period to avoid delisting.
- Beneficient plans to seek stockholder approval for reverse stock split to meet $1.00 bid price requirement.
- Compliance achieved by filing FY2025 10-K and Q1 2026 10-Q, and meeting $35M MVLS alternative to equity standard.

## SEC filing metadata
- accession: 0001493152-25-020271
- form_type: 8-K
- ticker: BENF
- cik: 0001775734
- company_name: Beneficient
- filed_at: 2025-10-30T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 7.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1775734/000149315225020271/0001493152-25-020271-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1775734/000149315225020271/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-020271
- JSON: https://secwatch.observer/filing/0001493152-25-020271.json
- Plain text: https://secwatch.observer/filing/0001493152-25-020271.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.