---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-023900"
form_type: "8-K"
ticker: "FLUX"
cik: "0001083743"
company_name: "Flux Power Holdings, Inc."
filed_at: "2025-11-17T23:59:59+00:00"
generated_at: "2026-05-16T19:05:22.226840+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Flux Power regains Nasdaq compliance after $9.2M public offering and $0.2M private placement

## Summary
- Received Nasdaq notification on Oct 14, 2025 that it regained compliance via market value of listed securities >= $35M.
- As of Sep 30, 2025, stockholders' equity was ($3.3M); company believes now exceeds $2.5M after recent raises.
- Since Sep 30: received $0.2M from private placement (258,144 prefunded + 1,214,766 common warrants) and net $9.2M from public offering of 4,416,000 shares.
- Nasdaq will monitor compliance for one year; failure to meet Rule 5550(b) could lead to delist determination.
- Company cautions equity estimate is preliminary, unaudited, and may materially differ from Dec 31, 2025 quarter-end.

## SEC filing metadata
- accession: 0001493152-25-023900
- form_type: 8-K
- ticker: FLUX
- cik: 0001083743
- company_name: Flux Power Holdings, Inc.
- filed_at: 2025-11-17T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1083743/000149315225023900/0001493152-25-023900-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1083743/000149315225023900/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-023900
- JSON: https://secwatch.observer/filing/0001493152-25-023900.json
- Plain text: https://secwatch.observer/filing/0001493152-25-023900.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.