secwatch.observer — SEC 8-K summary
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Issuer:     Flux Power Holdings, Inc. (FLUX)
CIK:        0001083743
Form:       8-K
Filed at:   2025-11-17T23:59:59+00:00
Accession:  0001493152-25-023900
Event type: regulatory
Sentiment:  positive
Materiality: 0.80
Item codes: 8.01
LLM model:  deepseek-v4-flash:cloud@v2

Flux Power regains Nasdaq compliance after $9.2M public offering and $0.2M private placement
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- Received Nasdaq notification on Oct 14, 2025 that it regained compliance via market value of listed securities >= $35M.
- As of Sep 30, 2025, stockholders' equity was ($3.3M); company believes now exceeds $2.5M after recent raises.
- Since Sep 30: received $0.2M from private placement (258,144 prefunded + 1,214,766 common warrants) and net $9.2M from public offering of 4,416,000 shares.
- Nasdaq will monitor compliance for one year; failure to meet Rule 5550(b) could lead to delist determination.
- Company cautions equity estimate is preliminary, unaudited, and may materially differ from Dec 31, 2025 quarter-end.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1083743/000149315225023900/0001493152-25-023900-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1083743/000149315225023900/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-25-023900

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