secwatch.observer — SEC 8-K summary ====================================== Issuer: Azitra, Inc. (AZTR) CIK: 0001701478 Form: 8-K Filed at: 2025-11-25T23:59:59+00:00 Accession: 0001493152-25-025001 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Azitra raises $1.5M in private placement of common stock and warrants at $0.32/unit -------------------------------------------------------------------------------- - Gross proceeds $1.5M from sale of 4,687,500 shares (or pre-funded warrants) and warrants to buy 4,687,500 shares at $0.32. - Common warrants exercisable at $0.32 per share upon shareholder approval, expire 5 years later. - Maxim Group LLC acted as sole placement agent; cash fee 7% of gross proceeds plus 187,500 placement agent warrants. - Proceeds to be used for general corporate purposes; closing occurred November 25, 2025. - Company agreed to file resale registration statement for the securities within 20 days. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1701478/000149315225025001/0001493152-25-025001-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1701478/000149315225025001/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-025001 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer