secwatch.observer — SEC 8-K summary ====================================== Issuer: Protagenic Therapeutics, Inc.new (PTIX) CIK: 0001022899 Form: 8-K Filed at: 2025-11-26T23:59:59+00:00 Accession: 0001493152-25-025159 Event type: regulatory Sentiment: negative Materiality: 0.80 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Protagenic Therapeutics receives Nasdaq delisting notice for equity and filing non-compliance -------------------------------------------------------------------------------- - Stockholders' equity fell below $2.5M minimum per Listing Rule 5550(b)(1) as of June 30, 2025. - Company also cited for delayed Form 10-Q for quarter ended September 30, 2025 (Rule 5250(c)(1)). - Will request hearing before Nasdaq Hearings Panel; automatic 15-day stay of suspension granted. - Common stock and warrants will continue trading on Nasdaq during automatic stay and any extended stay. - Company expects to file the overdue 10-Q imminently but no assurance Panel will grant relief. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1022899/000149315225025159/0001493152-25-025159-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1022899/000149315225025159/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-025159 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer