---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-025189"
form_type: "8-K"
ticker: "AIFC"
cik: "0000862861"
company_name: "AI Financial Corp"
filed_at: "2025-11-26T23:59:59+00:00"
generated_at: "2026-05-16T16:43:53.886087+00:00"
event_type: "leadership"
sentiment: "negative"
materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Alt5 Sigma appoints Tony Isaac acting CEO, Steven Plumb CFO; Hugh and Pitters exit

## Summary
- CFO/acting CEO Jonathan Hugh departed Nov 21, 2025 without cause; COO Ron Pitters given notice Nov 25, 2025.
- Tony Isaac (President & Board member) appointed Acting CEO effective Nov 21, 2025.
- Steven Plumb appointed CFO effective Nov 21, 2025; base salary $339,400.
- Director David Danziger resigned Nov 25, 2025 for personal reasons, no disagreement.
- Board disbanded Special Committee created to investigate matters from prior 8-K (Aug 2025); findings presented to full Board.

## SEC filing metadata
- accession: 0001493152-25-025189
- form_type: 8-K
- ticker: AIFC
- cik: 0000862861
- company_name: AI Financial Corp
- filed_at: 2025-11-26T23:59:59+00:00
- event_type: leadership
- sentiment: negative
- materiality_score: 0.65
- confidence: high
- sec_items: 5.02, 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/862861/000149315225025189/0001493152-25-025189-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/862861/000149315225025189/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-025189
- JSON: https://secwatch.observer/filing/0001493152-25-025189.json
- Plain text: https://secwatch.observer/filing/0001493152-25-025189.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.