secwatch.observer — SEC 8-K summary ====================================== Issuer: AI Financial Corp (AIFC) CIK: 0000862861 Form: 8-K Filed at: 2025-11-26T23:59:59+00:00 Accession: 0001493152-25-025189 Event type: leadership Sentiment: negative Materiality: 0.65 Item codes: 5.02, 8.01 LLM model: deepseek-v4-flash:cloud@v2 Alt5 Sigma appoints Tony Isaac acting CEO, Steven Plumb CFO; Hugh and Pitters exit -------------------------------------------------------------------------------- - CFO/acting CEO Jonathan Hugh departed Nov 21, 2025 without cause; COO Ron Pitters given notice Nov 25, 2025. - Tony Isaac (President & Board member) appointed Acting CEO effective Nov 21, 2025. - Steven Plumb appointed CFO effective Nov 21, 2025; base salary $339,400. - Director David Danziger resigned Nov 25, 2025 for personal reasons, no disagreement. - Board disbanded Special Committee created to investigate matters from prior 8-K (Aug 2025); findings presented to full Board. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/862861/000149315225025189/0001493152-25-025189-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/862861/000149315225025189/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-025189 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer