---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-028148"
form_type: "8-K"
ticker: "AZTR"
cik: "0001701478"
company_name: "Azitra, Inc."
filed_at: "2025-12-17T23:59:59+00:00"
generated_at: "2026-05-16T12:55:48.402364+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Azitra obtains NYSE American plan approval; must meet $4M equity by April 2027

## Summary
- NYSE American accepted Azitra's plan to regain compliance with minimum $4M stockholders' equity requirement.
- Company has until April 1, 2027 to achieve compliance; quarterly updates required.
- Azitra is exploring multiple funding avenues to meet the equity standard.
- If not compliant by deadline or progress insufficient, delisting proceedings may be initiated.
- The notice does not affect immediate listing or trading of AZTR common stock.

## SEC filing metadata
- accession: 0001493152-25-028148
- form_type: 8-K
- ticker: AZTR
- cik: 0001701478
- company_name: Azitra, Inc.
- filed_at: 2025-12-17T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1701478/000149315225028148/0001493152-25-028148-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1701478/000149315225028148/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-028148
- JSON: https://secwatch.observer/filing/0001493152-25-028148.json
- Plain text: https://secwatch.observer/filing/0001493152-25-028148.txt

## Source-grounded claims
- claim_id: 94304fc099d1ce40a2d437d3851c6f219e021fb0
  claim: Azitra, Inc. received a nyse_american extension granted notice regarding stockholders equity (rules 1003(a)(ii)).
  evidence_excerpt: December 16, 2025, Azitra, Inc. (the “Company”) received notice (the “Letter”) from the NYSE American LLC (“NYSE American”) that it had accepted the Company’s plan (the “Plan”) to regain compliance with the NYSE American’s continued listing standards regarding the minimum stockholders’ equity requirement of Section 1003(a)(ii) of the NYSE American Company Guide (the “Company Guide”) and granted a plan period through April 1, 2027 (“Plan Period Deadline”). As previously reported, on October 1, 2025, the Company received a letter from the NYSE American stating that the Company is not in complian
  evidence_url: https://www.sec.gov/Archives/edgar/data/1701478/000149315225028148/0001493152-25-028148-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.