secwatch.observer — SEC 8-K summary ====================================== Issuer: Beneficient (BENF) CIK: 0001775734 Form: 8-K Filed at: 2026-01-05T23:59:59+00:00 Accession: 0001493152-26-000259 Event type: regulatory Sentiment: positive Materiality: 0.70 Item codes: 7.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Beneficient regains full Nasdaq compliance after bid price and warrants deficiency resolved -------------------------------------------------------------------------------- - Nasdaq notified Beneficient on Jan 2, 2026, that it regained compliance with Listing Rule 5550(a)(2) (bid price) and 5560(a) (warrants). - Company is now in full compliance with all Nasdaq Capital Market listing requirements. - Prior deficiency related to minimum bid price and warrant listing standards has been cured. - Press release issued Jan 5, 2026, confirming the compliance status. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1775734/000149315226000259/0001493152-26-000259-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1775734/000149315226000259/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-000259 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer