secwatch.observer — SEC 8-K summary ====================================== Issuer: CEMTREX INC (CETX) CIK: 0001435064 Form: 8-K Filed at: 2026-01-09T23:59:59+00:00 Accession: 0001493152-26-001101 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Cemtrex raises $4M in registered direct offering of common stock and pre-funded warrants -------------------------------------------------------------------------------- - Issued 400,000 shares and pre-funded warrants for 1,069,507 shares at $2.722/share to single institutional investor. - Gross proceeds $4M; net proceeds for general corporate purposes, working capital, and potential acquisitions. - Offering closed on Jan 9, 2026 under existing shelf registration (S-3) effective Feb 3, 2025. - Ticker CETX on Nasdaq; stock and warrants issued in the offering. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1435064/000149315226001101/0001493152-26-001101-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1435064/000149315226001101/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-001101 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer