secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivos Therapeutics, Inc. (VVOS) CIK: 0001716166 Form: 8-K Filed at: 2026-01-16T23:59:59+00:00 Accession: 0001493152-26-002557 Event type: debt Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Vivos Therapeutics enters $5.5M convertible note with V-Co, initial $900k funded -------------------------------------------------------------------------------- - Note up to $5.5M principal (incl. 10% OID) from V-Co Investors 3 LLC, affiliate of existing investor New Seneca Partners. - Initial $900k funded; additional advances possible until Feb 16, 2026 outside date for proposed equity financing. - Principal converts dollar-for-dollar into equity instruments of proposed Subsequent Financing; no interest unless default (then 15%). - Company expects to close $5.5M equity financing by Feb 16, 2026; note supports that process. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1716166/000149315226002557/0001493152-26-002557-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1716166/000149315226002557/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-002557 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer