---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-003456"
form_type: "8-K"
ticker: "PRPH"
cik: "0000868278"
company_name: "ProPhase Labs, Inc."
filed_at: "2026-01-23T23:59:59+00:00"
generated_at: "2026-05-16T08:37:48.048058+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# ProPhase Labs secures $10M equity line facility with Generating Alpha Ltd

## Summary
- Stock Purchase Agreement with Generating Alpha Ltd provides up to $10M equity capital at Company's election.
- Issued 549,105 common shares and a prefunded warrant for 240,369 shares at $0.00 as commitment fee.
- Company retains full discretion over facility drawdowns; no obligation to access it.
- Securities issued in reliance on Section 4(a)(2) and Regulation D exemptions.

## SEC filing metadata
- accession: 0001493152-26-003456
- form_type: 8-K
- ticker: PRPH
- cik: 0000868278
- company_name: ProPhase Labs, Inc.
- filed_at: 2026-01-23T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/868278/000149315226003456/0001493152-26-003456-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/868278/000149315226003456/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-003456
- JSON: https://secwatch.observer/filing/0001493152-26-003456.json
- Plain text: https://secwatch.observer/filing/0001493152-26-003456.txt

## Key facts
- Equity Issuances
  ProPhase Labs, Inc. issued 549,105 shares of common stock to Generating Alpha Ltd..
  - Security: common stock
  - Shares: 549,105 shares
  - Purchaser: Generating Alpha Ltd.
  source text: In connection with entering into the Agreement, the Company issued 549,105 shares of common stock and a prefunded common stock purchase warrant to acquire up to 240,369 shares of common stock as a commitment fee.
  evidence_url: https://www.sec.gov/Archives/edgar/data/868278/000149315226003456/0001493152-26-003456-index.htm
- Equity Issuances
  ProPhase Labs, Inc. issued up to 240,369 shares of common stock of warrant to Generating Alpha Ltd..
  - Security: warrant
  - Shares: up to 240,369 shares of common stock
  - Purchaser: Generating Alpha Ltd.
  source text: In connection with entering into the Agreement, the Company issued 549,105 shares of common stock and a prefunded common stock purchase warrant to acquire up to 240,369 shares of common stock as a commitment fee.
  evidence_url: https://www.sec.gov/Archives/edgar/data/868278/000149315226003456/0001493152-26-003456-index.htm
- Material Agreements
  ProPhase Labs, Inc. entered into Stock Purchase Agreement with Generating Alpha Ltd. valued at ten million dollars ($10,000,000) (effective 2026-01-16).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: Generating Alpha Ltd.
  - Value: ten million dollars ($10,000,000)
  - Effective: 2026-01-16
  source text: On January 16, 2026, ProPhase Labs, Inc. (“the Company”) entered into a Stock Purchase Agreement (“the Agreement”) with Generating Alpha Ltd. (“the Investor”), pursuant to which the Investor committed to provide the Company with up to ten million dollars ($10,000,000) of equity capital over time, at the Company’s election and subject to the terms and conditions set forth in the Agreement.
  evidence_url: https://www.sec.gov/Archives/edgar/data/868278/000149315226003456/0001493152-26-003456-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.