---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-003885"
form_type: "8-K"
ticker: "AIFC"
cik: "0000862861"
company_name: "AI Financial Corp"
filed_at: "2026-01-28T23:59:59+00:00"
generated_at: "2026-05-16T07:15:51.906750+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# ALT5 Sigma appoints Steven M. Plumb as CFO with base salary of $339,400

## Summary
- Steven M. Plumb appointed CFO effective Nov 24, 2025; employment agreement finalized Jan 21, 2026.
- Base salary of $339,400 per year; eligible for annual bonus up to 50% of base salary.
- Received $20,000 signing bonus (paid to consulting firm Clear Financial Solutions).
- Granted 95,337 RSUs vesting over two years: 50% at year one, remainder quarterly thereafter.
- Severance: if terminated without cause, receives base salary for one year plus prorated bonus and accelerated equity vesting.

## SEC filing metadata
- accession: 0001493152-26-003885
- form_type: 8-K
- ticker: AIFC
- cik: 0000862861
- company_name: AI Financial Corp
- filed_at: 2026-01-28T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.6
- confidence: high
- sec_items: 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/862861/000149315226003885/0001493152-26-003885-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/862861/000149315226003885/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-003885
- JSON: https://secwatch.observer/filing/0001493152-26-003885.json
- Plain text: https://secwatch.observer/filing/0001493152-26-003885.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.