secwatch.observer — SEC 8-K summary
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Issuer:     AI Financial Corp (AIFC)
CIK:        0000862861
Form:       8-K
Filed at:   2026-01-28T23:59:59+00:00
Accession:  0001493152-26-003885
Event type: leadership
Sentiment:  neutral
Materiality: 0.60
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

ALT5 Sigma appoints Steven M. Plumb as CFO with base salary of $339,400
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- Steven M. Plumb appointed CFO effective Nov 24, 2025; employment agreement finalized Jan 21, 2026.
- Base salary of $339,400 per year; eligible for annual bonus up to 50% of base salary.
- Received $20,000 signing bonus (paid to consulting firm Clear Financial Solutions).
- Granted 95,337 RSUs vesting over two years: 50% at year one, remainder quarterly thereafter.
- Severance: if terminated without cause, receives base salary for one year plus prorated bonus and accelerated equity vesting.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/862861/000149315226003885/0001493152-26-003885-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/862861/000149315226003885/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-003885

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