secwatch.observer — SEC 8-K summary
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Issuer:     Cingulate Inc. (CING)
CIK:        0001862150
Form:       8-K
Filed at:   2026-01-28T23:59:59+00:00
Accession:  0001493152-26-004030
Event type: other_material
Sentiment:  neutral
Materiality: 0.70
Item codes: 1.01, 3.02, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Cingulate raises ~$12M in private placement of common stock, preferred, and warrants
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- Gross proceeds ~$12M; issues 2.15M common shares, 973 shares Series A preferred at $1,000 stated value, and warrants for 1.87M shares.
- Purchase price $5.14 per common share (includes $0.10 per warrant share); conversion/exercise price $5.04.
- Series A preferred carries 12% cumulative annual dividend; conversion requires stockholder approval.
- Falcon Creek (manager of lead investor) may designate two directors after stockholder approval.
- Proceeds used for working capital and general corporate purposes; 180-day lock-up and 24-month standstill.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1862150/000149315226004030/0001493152-26-004030-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1862150/000149315226004030/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-004030

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