---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-005381"
form_type: "8-K"
ticker: "DSS"
cik: "0000771999"
company_name: "DSS, INC."
filed_at: "2026-02-05T23:59:59+00:00"
generated_at: "2026-05-16T04:40:34.577020+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# DSS prices and closes $1.0M underwritten public offering; net proceeds ~$0.7M

## Summary
- Offering of 900,000 shares of common stock at $1.00/share for gross proceeds of $1.0M; closed Feb 5, 2026.
- Net proceeds to company approx $0.7M after underwriting discounts and expenses; to be used for general corporate purposes and working capital.
- Underwriter Aegis Capital Corp. granted 45-day option to purchase up to 135,000 additional shares (15% overallotment).
- Offering made under effective shelf registration statement (S-3) declared by SEC Nov 5, 2024.
- Executive officers and directors subject to 45-day lock-up period on sale of company securities.

## SEC filing metadata
- accession: 0001493152-26-005381
- form_type: 8-K
- ticker: DSS
- cik: 0000771999
- company_name: DSS, INC.
- filed_at: 2026-02-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/771999/000149315226005381/0001493152-26-005381-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/771999/000149315226005381/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-005381
- JSON: https://secwatch.observer/filing/0001493152-26-005381.json
- Plain text: https://secwatch.observer/filing/0001493152-26-005381.txt

## Key facts
- Material Agreements
  DSS, INC. entered into Underwriting Agreement with Aegis Capital Corp. (effective 2026-02-04).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Aegis Capital Corp.
  - Effective: 2026-02-04
  source text: On February 4, 2026, DSS, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Aegis Capital Corp. (“Aegis”), which provided for the issuance and sale by the Company and the purchase by the underwriter, in a firm commitment underwritten public offering (the “Offering”), of 900,000 shares of the Company’s common stock, $0.02 par value per share.
  evidence_url: https://www.sec.gov/Archives/edgar/data/771999/000149315226005381/0001493152-26-005381-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.