---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-010108"
form_type: "8-K"
ticker: "AZTR"
cik: "0001701478"
company_name: "Azitra, Inc."
filed_at: "2026-03-13T23:59:59+00:00"
generated_at: "2026-05-15T12:37:35.981324+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Azitra receives second NYSE American non-compliance notice; equity at $3.8M vs $6M minimum

## Summary
- NYSE American notified Azitra of non-compliance with Section 1003(a)(iii) requiring $6M+ equity; as of Dec 31, 2025 equity was $3.8M.
- Company has until April 1, 2027 to regain compliance with both Section 1003(a)(ii) and (iii) under a previously accepted plan.
- Audit opinion for 2025 includes a going concern paragraph, disclosed in 10-K filed Feb 27, 2026.
- Azitra is assessing funding avenues; failure to meet compliance could lead to delisting proceedings.
- No immediate effect on trading; company continues to trade on NYSE American.

## SEC filing metadata
- accession: 0001493152-26-010108
- form_type: 8-K
- ticker: AZTR
- cik: 0001701478
- company_name: Azitra, Inc.
- filed_at: 2026-03-13T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1701478/000149315226010108/0001493152-26-010108-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1701478/000149315226010108/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-010108
- JSON: https://secwatch.observer/filing/0001493152-26-010108.json
- Plain text: https://secwatch.observer/filing/0001493152-26-010108.txt

## Source-grounded claims
- claim_id: 25a6ba86adea67126fff9b48ece7adc91cddc899
  claim: Azitra, Inc. received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(ii)).
  evidence_excerpt: October 1, 2025, the Company received a letter from the NYSE American stating that the Company is not in compliance with the minimum stockholders’ equity requirement of Section 1003(a)(ii) of the Company Guide requiring stockholders’ equity of $4.0 million or more if the Company has reported losses from continuing operations and/or net losses in three of the four most recent fiscal years. The Company submitted the Plan to the NYSE American on October 31, 2025 addressing how the Company intends to regain compliance with these requirements by April 1, 2027. On December 16, 2025, the Company rece
  evidence_url: https://www.sec.gov/Archives/edgar/data/1701478/000149315226010108/0001493152-26-010108-index.htm
- claim_id: cbf3983e2dedcb4806b5e42a97ecb15568fcc66c
  claim: Azitra, Inc. received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(iii)).
  evidence_excerpt: March 13, 2026, Azitra, Inc. (the “Company”) received notification (the “Letter”) from the NYSE American LLC (the “NYSE American”) stating that the Company is not in compliance with the minimum stockholders’ equity requirement of Section 1003(a)(iii) of the NYSE American Company Guide (the “Company Guide”) requiring stockholders’ equity of $6.0 million or more if the Company has reported losses from continuing operations and/or net losses in its five most recent fiscal years. As of December 31, 2025, the Company had stockholders’ equity of $3.8 million and has had losses in its five most recen
  evidence_url: https://www.sec.gov/Archives/edgar/data/1701478/000149315226010108/0001493152-26-010108-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.