secwatch.observer — SEC 8-K summary
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Issuer:     Azitra, Inc. (AZTR)
CIK:        0001701478
Form:       8-K
Filed at:   2026-03-13T23:59:59+00:00
Accession:  0001493152-26-010108
Event type: regulatory
Sentiment:  negative
Materiality: 0.85
Item codes: 3.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Azitra receives second NYSE American non-compliance notice; equity at $3.8M vs $6M minimum
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- NYSE American notified Azitra of non-compliance with Section 1003(a)(iii) requiring $6M+ equity; as of Dec 31, 2025 equity was $3.8M.
- Company has until April 1, 2027 to regain compliance with both Section 1003(a)(ii) and (iii) under a previously accepted plan.
- Audit opinion for 2025 includes a going concern paragraph, disclosed in 10-K filed Feb 27, 2026.
- Azitra is assessing funding avenues; failure to meet compliance could lead to delisting proceedings.
- No immediate effect on trading; company continues to trade on NYSE American.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1701478/000149315226010108/0001493152-26-010108-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1701478/000149315226010108/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-010108

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