secwatch.observer — SEC 8-K summary ====================================== Issuer: DSS, INC. (DSS) CIK: 0000771999 Form: 8-K Filed at: 2026-03-31T23:59:59+00:00 Accession: 0001493152-26-014289 Event type: debt Sentiment: negative Materiality: 0.65 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 DSS enters $2.45M convertible note and warrant deal with related party Alset International -------------------------------------------------------------------------------- - Loan of $2,450,000 via convertible promissory note at 3% simple interest. - Note convertible at $0.74/share; warrants for 16,554,055 shares at $0.93. - Transaction with Alset International Limited, a related party under common control of Chan Heng Fai. - Closing subject to stockholder approval; interested directors recused from vote. - Maturity and warrant expiry each five years from issuance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/771999/000149315226014289/0001493152-26-014289-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/771999/000149315226014289/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-014289 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer