---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-016183"
form_type: "8-K"
ticker: "AMOD"
cik: "0001862463"
company_name: "ALPHA MODUS HOLDINGS, INC."
filed_at: "2026-04-10T23:59:59+00:00"
generated_at: "2026-05-15T06:42:59.732628+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Alpha Modus receives Nasdaq delisting notice; enters CEO trust exchange to regain compliance

## Summary
- Nasdaq notice for failure to meet minimum net income, MVLS ($35M), or stockholders' equity ($2.5M); 45 days to submit plan.
- CEO's family trust to exchange 3.87M Series C Preferred for 109.59M Class A common shares; lock-up through June 13, 2026.
- Exchange contingent on Nasdaq shareholder approval under Rule 5635; shares not issued until approved.
- Purpose: increase listed securities market value to regain MVLS compliance and reduce stockholders' deficit.
- Delisting risk cited: reduced liquidity, fewer investors, impaired equity financing and incentives.

## SEC filing metadata
- accession: 0001493152-26-016183
- form_type: 8-K
- ticker: AMOD
- cik: 0001862463
- company_name: ALPHA MODUS HOLDINGS, INC.
- filed_at: 2026-04-10T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 1.01, 3.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1862463/000149315226016183/0001493152-26-016183-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1862463/000149315226016183/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-016183
- JSON: https://secwatch.observer/filing/0001493152-26-016183.json
- Plain text: https://secwatch.observer/filing/0001493152-26-016183.txt

## Source-grounded claims
- claim_id: ae751c697b4dc665c4f90286341c213db51b57e9
  claim: ALPHA MODUS HOLDINGS, INC. received a nasdaq deficiency notice notice regarding other.
  evidence_excerpt: April 6, 2026, the Company received a written notice (the “ Notice ”) from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) indicating that the Company no longer meets the $500,000 minimum net income standard, the alternative minimum market value of listed securities of $35 million (“ MVLS Standard ”), or the alternative stockholders’ equity of at least $2.5 million required by Nasdaq’s Rules. The Notice has no immediate effect on the listing or trading of the Company’s securities, except that an indicator will be displayed with quotation information related to the
  evidence_url: https://www.sec.gov/Archives/edgar/data/1862463/000149315226016183/0001493152-26-016183-index.htm
- claim_id: 8ccc21acdbd44eded74fe9012ad4d243918b23f3
  claim: ALPHA MODUS HOLDINGS, INC. entered into Exchange Agreement with the family trust of the Company’s CEO, William Alessi (effective 2026-04-08).
  evidence_excerpt: On April 8, 2026, Alpha Modus Holdings, Inc. (the “ Company ”) entered into an exchange agreement (the “ Exchange Agreement ”) with the family trust of the Company’s CEO, William Alessi, pursuant to which the trust will exchange an aggregate of 3,870,000 shares of Series C Preferred Stock (the “ Preferred Shares ”) for an aggregate of 109,588,265 shares of Class A common stock
  evidence_url: https://www.sec.gov/Archives/edgar/data/1862463/000149315226016183/0001493152-26-016183-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.