secwatch.observer — SEC 8-K summary
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Issuer:     ALPHA MODUS HOLDINGS, INC. (AMOD)
CIK:        0001862463
Form:       8-K
Filed at:   2026-04-10T23:59:59+00:00
Accession:  0001493152-26-016183
Event type: regulatory
Sentiment:  negative
Materiality: 0.80
Item codes: 1.01, 3.01, 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Alpha Modus receives Nasdaq delisting notice; enters CEO trust exchange to regain compliance
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- Nasdaq notice for failure to meet minimum net income, MVLS ($35M), or stockholders' equity ($2.5M); 45 days to submit plan.
- CEO's family trust to exchange 3.87M Series C Preferred for 109.59M Class A common shares; lock-up through June 13, 2026.
- Exchange contingent on Nasdaq shareholder approval under Rule 5635; shares not issued until approved.
- Purpose: increase listed securities market value to regain MVLS compliance and reduce stockholders' deficit.
- Delisting risk cited: reduced liquidity, fewer investors, impaired equity financing and incentives.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1862463/000149315226016183/0001493152-26-016183-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1862463/000149315226016183/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-016183

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