secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivos Therapeutics, Inc. (VVOS) CIK: 0001716166 Form: 8-K Filed at: 2026-04-22T23:59:59+00:00 Accession: 0001493152-26-018562 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Vivos Therapeutics gets Nasdaq delisting notice for negative equity of $1.55M ----------------------------------------------------------------------------- - Negative stockholders' equity of ~$1.55M as of Dec 31, 2025, below Nasdaq's $2.5M minimum requirement. - Nasdaq letter received April 17, 2026; Company must submit compliance plan by June 1, 2026. - Raised $6.8M in Q1 2026: $4.6M warrant exercise inducement + $2.25M private placement with existing investor. - If plan accepted, Nasdaq may grant extension to Oct 14, 2026; failure to regain compliance risks delisting. - No immediate impact on common stock listing; Company intends to submit plan timely. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1716166/000149315226018562/0001493152-26-018562-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1716166/000149315226018562/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-018562 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer