---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-019769"
form_type: "8-K"
ticker: "OPTX"
cik: "0001866816"
company_name: "SYNTEC OPTICS HOLDINGS, INC."
filed_at: "2026-04-30T23:59:59+00:00"
generated_at: "2026-05-15T01:08:16.103008+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Syntec Optics prices $20M public offering of 2.86M shares at $7.00 per share

## Summary
- Underwritten offering of 2,857,142 shares at $7.00 per share; gross proceeds ~$20M; closing April 30, 2026.
- H.C. Wainwright & Co. is sole book-runner; 30-day option for up to 428,571 additional shares at same price.
- Net proceeds to be used for acquisitions/investments in complementary businesses, working capital, capex, and potential debt repayment including $1.27M subordinated note to majority stockholder.
- Underwriting discount 6.0% of gross proceeds; expense reimbursement up to $25,000; 90-day lock-up for company, officers, and directors.

## SEC filing metadata
- accession: 0001493152-26-019769
- form_type: 8-K
- ticker: OPTX
- cik: 0001866816
- company_name: SYNTEC OPTICS HOLDINGS, INC.
- filed_at: 2026-04-30T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1866816/000149315226019769/0001493152-26-019769-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1866816/000149315226019769/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-019769
- JSON: https://secwatch.observer/filing/0001493152-26-019769.json
- Plain text: https://secwatch.observer/filing/0001493152-26-019769.txt

## Source-grounded claims
- claim_id: d6ac99674fdb3589d9821c7ce674989e083a6bc4
  claim: SYNTEC OPTICS HOLDINGS, INC. entered into Underwriting Agreement with H.C. Wainwright & Co., LLC valued at Purchased 2,857,142 shares at $6.58 per share; aggregate gross proceeds approximately $20 million (effective 2026-04-28).
  evidence_excerpt: On April 28, 2026, Syntec Optics Holdings, Inc. (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with H.C. Wainwright & Co., LLC (the “ Representative ”), as the representative of the underwriters named therein (the “ Underwriters ”), relating to an underwritten public offering (the “ Offering ”) of 2,857,142 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 per share (“ Common Stock ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1866816/000149315226019769/0001493152-26-019769-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.