secwatch.observer — SEC 8-K summary
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Issuer:     SYNTEC OPTICS HOLDINGS, INC. (OPTX)
CIK:        0001866816
Form:       8-K
Filed at:   2026-04-30T23:59:59+00:00
Accession:  0001493152-26-019769
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Syntec Optics prices $20M public offering of 2.86M shares at $7.00 per share
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- Underwritten offering of 2,857,142 shares at $7.00 per share; gross proceeds ~$20M; closing April 30, 2026.
- H.C. Wainwright & Co. is sole book-runner; 30-day option for up to 428,571 additional shares at same price.
- Net proceeds to be used for acquisitions/investments in complementary businesses, working capital, capex, and potential debt repayment including $1.27M subordinated note to majority stockholder.
- Underwriting discount 6.0% of gross proceeds; expense reimbursement up to $25,000; 90-day lock-up for company, officers, and directors.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1866816/000149315226019769/0001493152-26-019769-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1866816/000149315226019769/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-019769

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