secwatch.observer — SEC 8-K summary
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Issuer:     AIM ImmunoTech Inc. (AIM)
CIK:        0000946644
Form:       8-K
Filed at:   2026-05-12T20:27:44+00:00
Accession:  0001493152-26-022499
Event type: other_material
Sentiment:  positive
Materiality: 0.60
Item codes: 3.02
LLM model:  deepseek-v4-flash:cloud@v2

AIM ImmunoTech closes warrant inducement, raises ~$3.6M gross
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- Holders exercised Existing Warrants for 7,451,920 shares at reduced price of $0.48 per share.
- Company issued new Class H Inducement Warrants to purchase up to 14,903,840 shares at $0.60 per share, exercisable for 5 years.
- Gross proceeds from warrant exercise were approximately $3.6 million; placement agent fees of ~$285K (8% of gross) paid.
- Placement agent Ladenburg Thalmann also received warrants to purchase 6% of the shares issued (Placement Agent Warrants).
- Securities were issued under Section 4(a)(2) exemption; not registered under Securities Act.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/946644/000149315226022499/0001493152-26-022499-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/946644/000149315226022499/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-022499

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