---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-024036"
form_type: "8-K"
ticker: "FLUX"
cik: "0001083743"
company_name: "Flux Power Holdings, Inc."
filed_at: "2026-05-18T10:09:43+00:00"
generated_at: "2026-05-18T10:15:44.596089+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Flux Power enters $40M common stock purchase agreement with Roth Principal Investments

## Summary
- Up to $40M of common stock may be sold to Roth Principal Investments at Company's discretion over 36 months.
- Pricing set at 3% discount (market open/intraday) or 5.25% discount (pre/post market) to VWAP.
- Commitment fee of $800,000 (2% of commitment) paid from first sale proceeds.
- Issuance limited to 19.99% of outstanding unless average price ≥ $1.2143 or stockholder approval obtained.
- Roth Principal Investments is affiliate of Roth Capital Partners; Digital Offering engaged as QIU.

## SEC filing metadata
- accession: 0001493152-26-024036
- form_type: 8-K
- ticker: FLUX
- cik: 0001083743
- company_name: Flux Power Holdings, Inc.
- filed_at: 2026-05-18T10:09:43+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1083743/000149315226024036/0001493152-26-024036-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1083743/000149315226024036/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-024036
- JSON: https://secwatch.observer/filing/0001493152-26-024036.json
- Plain text: https://secwatch.observer/filing/0001493152-26-024036.txt

## Key facts
- Material Agreements
  Flux Power Holdings, Inc. entered into Purchase Agreement with Roth Principal Investments, LLC valued at up to $40,000,000 (effective 2026-05-15).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: Roth Principal Investments, LLC
  - Value: up to $40,000,000
  - Effective: 2026-05-15
  source text: On May 15, 2026, Flux Power Holdings, Inc., a Nevada corporation (the “Company”) entered into a common stock purchase agreement (the “Purchase Agreement”) and a related registration rights agreement, dated as of May 15, 2026 (the “Registration Rights Agreement”), with Roth Principal Investments, LLC (“Roth Principal Investments”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1083743/000149315226024036/0001493152-26-024036-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.