secwatch.observer — SEC 8-K summary
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Issuer:     Flux Power Holdings, Inc. (FLUX)
CIK:        0001083743
Form:       8-K
Filed at:   2026-05-18T10:09:43+00:00
Accession:  0001493152-26-024036
Event type: other_material
Sentiment:  neutral
Materiality: 0.75
Item codes: 1.01, 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Flux Power enters $40M common stock purchase agreement with Roth Principal Investments
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- Up to $40M of common stock may be sold to Roth Principal Investments at Company's discretion over 36 months.
- Pricing set at 3% discount (market open/intraday) or 5.25% discount (pre/post market) to VWAP.
- Commitment fee of $800,000 (2% of commitment) paid from first sale proceeds.
- Issuance limited to 19.99% of outstanding unless average price ≥ $1.2143 or stockholder approval obtained.
- Roth Principal Investments is affiliate of Roth Capital Partners; Digital Offering engaged as QIU.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1083743/000149315226024036/0001493152-26-024036-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1083743/000149315226024036/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-024036

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