---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-026442"
form_type: "8-K"
ticker: "HWH"
cik: "0001897245"
company_name: "HWH International Inc."
filed_at: "2026-05-29T21:21:49+00:00"
generated_at: "2026-05-29T21:24:08.485710+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# HWH International receives Nasdaq deficiency notice for equity below $2.5M threshold

## Summary
- Stockholders' equity of $2,078,220 as of March 31, 2026, below Nasdaq's required minimum of $2.5 million.
- Company has until July 13, 2026 to submit a plan to regain compliance with Listing Rule 5550(b)(1).
- If Nasdaq accepts plan, it may grant up to 180 days (until November 25, 2026) to cure the deficiency.
- Company intends to submit a compliance plan, but no assurance of acceptance or eventual compliance.
- No immediate effect on listing or trading; common stock continues on Nasdaq Capital Market.

## SEC filing metadata
- accession: 0001493152-26-026442
- form_type: 8-K
- ticker: HWH
- cik: 0001897245
- company_name: HWH International Inc.
- filed_at: 2026-05-29T21:21:49+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1897245/000149315226026442/0001493152-26-026442-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1897245/000149315226026442/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-026442
- JSON: https://secwatch.observer/filing/0001493152-26-026442.json
- Plain text: https://secwatch.observer/filing/0001493152-26-026442.txt

## Source-grounded claims
- claim_id: 16d3f72f94d0a04f7e37e912ee25c212be9b26fb
  claim: HWH International Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).
  evidence_excerpt: May 29, 2026 HWH International Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum stockholders’ equity requirement for continued listing on the Nasdaq Capital Market, under Listing Rule 5550(b)(1) because the Company’s stockholders’ equity of $2,078,220 as reported in the Company’s Quarterly Report on Form 10-Q for the period ended March 31, 2026 was below the required minimum of $2.5 million, and because, as of May 29, 2026, the Company did
  evidence_url: https://www.sec.gov/Archives/edgar/data/1897245/000149315226026442/0001493152-26-026442-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.