---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-028371"
form_type: "8-K"
ticker: "SSSS"
cik: "0001509470"
company_name: "SURO CAPITAL CORP."
filed_at: "2026-06-12T11:30:21+00:00"
generated_at: "2026-06-12T11:35:12.756330+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.75
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# SuRo Capital stockholders approve externalization to externally managed structure with Neostellar Advisors

## Summary
- Special Meeting approved Advisory Agreement with Neostellar Advisors LLC (11.93M for, 1.33M against).
- Externalization and Advisory Agreement effective upon consummation expected on or about July 1, 2026.
- Annual Meeting re-elected directors Mark D. Klein (7.85M for) and Lisa Westley (7.90M for).
- Advisory vote on executive compensation approved (8.18M for, 0.62M against).
- Ratification of CBIZ CPAs P.C. as auditor approved (17.83M for).

## SEC filing metadata
- accession: 0001493152-26-028371
- form_type: 8-K
- ticker: SSSS
- cik: 0001509470
- company_name: SURO CAPITAL CORP.
- filed_at: 2026-06-12T11:30:21+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.75
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1509470/000149315226028371/0001493152-26-028371-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1509470/000149315226028371/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-028371
- JSON: https://secwatch.observer/filing/0001493152-26-028371.json
- Plain text: https://secwatch.observer/filing/0001493152-26-028371.txt

## Key facts
- Shareholder Votes
  SURO CAPITAL CORP. shareholders approved Re-election of Mark D. Klein and Lisa Westley as directors for three-year terms expiring at the 2029 annual meeting. at the 2026-06-10 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2026-06-10
  source text: Mark D. Klein 7,850,734 1,129,175 9,410,604 Lisa Westley 7,903,689 1,076,220 9,410,604
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000149315226028371/0001493152-26-028371-index.htm
- Shareholder Votes
  SURO CAPITAL CORP. shareholders approved Approval of the Investment Advisory Agreement between the Company and Neostellar Advisors LLC in connection with the transition to an externally managed structure. at the 2026-06-10 meeting.
  - Proposal: merger approval
  - Outcome: passed
  - Meeting: 2026-06-10
  source text: For Against Abstain 11,929,634 1,328,834 166,774
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000149315226028371/0001493152-26-028371-index.htm
- Shareholder Votes
  SURO CAPITAL CORP. shareholders approved Advisory approval of the compensation of the Company's named executive officers. at the 2026-06-10 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2026-06-10
  source text: For Against Abstain Broker Non-Votes 8,178,480 619,616 181,813 9,410,604
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000149315226028371/0001493152-26-028371-index.htm
- Shareholder Votes
  SURO CAPITAL CORP. shareholders approved Ratification of the selection of CBIZ CPAs P.C. as independent registered public accounting firm for fiscal year ending December 31, 2026. at the 2026-06-10 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2026-06-10
  source text: For Against Abstain 17,828,560 337,488 224,465
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000149315226028371/0001493152-26-028371-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.