secwatch.observer — SEC 8-K summary
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Issuer:     SHF Holdings, Inc. (SHFS)
CIK:        0001854963
Form:       8-K
Filed at:   2026-08-05T21:30:28+00:00
Accession:  0001493152-26-036225
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 5.02, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

SHF Holdings concludes Series B preferred conversion; 3,198 shares turned into 4.92M common; retention deals signed
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- Series B Preferred conversion price reset to $1.5528 after temporary reduction period ended July 31, 2026.
- Holders converted 3,198 Series B Preferred shares into 4,920,005 common shares; no warrants exercised.
- Post-conversion: 12,332,955 common shares and 27,134 Series B Preferred shares outstanding.
- Retention agreements with directors, CEO/CFO Mendez, CMO Kay, COO Regan include change-in-control bonuses and salary increases.
- Douglas Beck's resignation as Principal Accounting Officer delayed until after Q2 2026 10-Q filing.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1854963/000149315226036225/0001493152-26-036225-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1854963/000149315226036225/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-036225

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