---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-040478"
form_type: "8-K"
ticker: "NCPL"
cik: "0001414767"
company_name: "Netcapital Inc."
filed_at: "2026-08-28T10:05:36+00:00"
generated_at: "2026-08-28T10:10:11.377991+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Netcapital gets Nasdaq delinquency notice for late 10-K; plan due Oct 23

## Summary
- On Aug 24, 2026, Nasdaq notified Netcapital of non-compliance with Rule 5250(c)(1) for not filing FY 2026 Form 10-K.
- Company has 60 days, until Oct 23, 2026, to submit a plan to regain compliance.
- If accepted, Nasdaq may grant exception up to 180 days from 10-K due date, until Feb 9, 2027.
- No immediate impact on trading; company intends to file 10-K promptly but no assurance of compliance.
- Failure could lead to delisting of NCPL and NCPLW from Nasdaq.

## SEC filing metadata
- accession: 0001493152-26-040478
- form_type: 8-K
- ticker: NCPL
- cik: 0001414767
- company_name: Netcapital Inc.
- filed_at: 2026-08-28T10:05:36+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1414767/000149315226040478/0001493152-26-040478-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1414767/000149315226040478/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-040478
- JSON: https://secwatch.observer/filing/0001493152-26-040478.json
- Plain text: https://secwatch.observer/filing/0001493152-26-040478.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.