secwatch.observer — SEC 8-K summary
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Issuer:     Netcapital Inc. (NCPL)
CIK:        0001414767
Form:       8-K
Filed at:   2026-08-28T10:05:36+00:00
Accession:  0001493152-26-040478
Event type: regulatory
Sentiment:  negative
Materiality: 0.75
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Netcapital gets Nasdaq delinquency notice for late 10-K; plan due Oct 23
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- On Aug 24, 2026, Nasdaq notified Netcapital of non-compliance with Rule 5250(c)(1) for not filing FY 2026 Form 10-K.
- Company has 60 days, until Oct 23, 2026, to submit a plan to regain compliance.
- If accepted, Nasdaq may grant exception up to 180 days from 10-K due date, until Feb 9, 2027.
- No immediate impact on trading; company intends to file 10-K promptly but no assurance of compliance.
- Failure could lead to delisting of NCPL and NCPLW from Nasdaq.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1414767/000149315226040478/0001493152-26-040478-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1414767/000149315226040478/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-040478

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