secwatch.observer — SEC 8-K summary ====================================== Issuer: MOBIX LABS, INC (MOBX) CIK: 0001855467 Form: 8-K Filed at: 2026-08-28T21:23:15+00:00 Accession: 0001493152-26-040658 Event type: debt Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 2.03, 3.02, 3.03, 5.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Mobix Labs raises $1M via convertible note to Leviston; issues Series A Preferred to Kips; Class B shares eliminated -------------------------------------------------------------------------------- - Issued senior secured convertible note to Leviston: $1.2M principal for $1M purchase price, 10% interest, matures Dec 25, 2026. - Kips Bay Select: sold 1,000 shares of Series A 10% Convertible Preferred for $1,000 gross proceeds (per filing); warrant for 6,000 more at $1,000/share. - Issued 834,782 Class A shares to Kips as extension consideration for amendments to purchase agreement. - All Class B Common Stock converted to Class A; Class B 10-votes-per-share right and separate director election rights terminated. - Board increased from 5 to 8; Goerner, Samini, Peterson reappointed; Peterson named Executive Chairman. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1855467/000149315226040658/0001493152-26-040658-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1855467/000149315226040658/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-040658 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer