secwatch.observer — SEC 8-K summary ====================================== Issuer: CDT Equity Inc. (CDT) CIK: 0001896212 Form: 8-K Filed at: 2026-09-01T20:15:24+00:00 Accession: 0001493152-26-041016 Event type: regulatory Sentiment: positive Materiality: 0.60 Item codes: 8.01 LLM model: deepseek-v4-flash:cloud@v2 CDT Equity resolves Nasdaq deficiency after cashless exercise of pre-funded warrants -------------------------------------------------------------------------------- - Investors exercised all 12,131,770 pre-funded warrants cashless; company issued 12,131,122 shares of common stock. - Total shares outstanding 13,693,866 as of Aug 31, 2026; market cap ~$23.0M based on closing price. - Stockholders' equity ~$103M per Q2 10-Q; company states no outstanding Nasdaq deficiencies remain. - Warrants stem from July 30, 2026 purchase agreement with Sarborg Limited investors. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1896212/000149315226041016/0001493152-26-041016-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1896212/000149315226041016/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-041016 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer