secwatch.observer — SEC 8-K summary ====================================== Issuer: AIM ImmunoTech Inc. (AIM) CIK: 0000946644 Form: 8-K Filed at: 2026-09-04T20:05:22+00:00 Accession: 0001493152-26-041537 Event type: debt Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 1.02, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 AIM ImmunoTech converts $1.22M promissory note into 5.07M shares, note satisfied -------------------------------------------------------------------------------- - Converted ~$1,224,341 of Feb 16, 2024 promissory note into 5,065,840 shares at avg $0.24/share. - Promissory note (original principal $3,301,250) fully satisfied as of Sept 3, 2026; no amounts owing. - Exchange shares issued under Section 3(a)(9) exemption; no commission or remuneration paid. - Stockholders approved conversion at July 15, 2026 special meeting per NYSE American rules. - Shares to be free-trading under Rule 144; holding period tacks to Feb 16, 2024 original note date. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/946644/000149315226041537/0001493152-26-041537-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/946644/000149315226041537/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-041537 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer