secwatch.observer — SEC 8-K summary ====================================== Issuer: Hepion Pharmaceuticals, Inc. (HEPA) CIK: 0001583771 Form: 8-K Filed at: 2026-09-08T21:24:25+00:00 Accession: 0001493152-26-041801 Event type: debt Sentiment: neutral Materiality: 0.40 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Hepion Pharmaceuticals issues $500K secured convertible note to Gravitas Capital -------------------------------------------------------------------------------- - $500,000 secured convertible note with 8% paid-in-kind interest, maturing Sept 3, 2027. - Note convertible at $0.04/share, contingent on stockholder approval to increase authorized shares. - Warrant to buy 12.5M common shares at $0.06, exercisable until Sept 3, 2031. - Note secured by all company assets; sale is unregistered under Regulation D/4(a)(2). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1583771/000149315226041801/0001493152-26-041801-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1583771/000149315226041801/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-041801 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer