secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivos Therapeutics, Inc. (VVOS) CIK: 0001716166 Form: 8-K/A Filed at: 2026-09-08T21:29:33+00:00 Accession: 0001493152-26-041807 Event type: debt Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Vivos exchanges $2.86M Streeterville debt for 11.45M shares, 52% dilution ------------------------------------------------------------------------- - Exchanged $2,861,270 of Streeterville Note principal for 11,445,080 common shares (avg $0.25/share) on Sept 2, 2026. - Shares represent ~52% of pre-exchange outstanding (22,164,313) and ~34% of post-exchange (33,609,393). - Following exchanges, Streeterville Note balance reduced to $3.7 million; no cash proceeds received. - Exchanges done via 12 agreements; shares unregistered, issued under Section 3(a)(9). - Amendment corrects original 8-K report date to Sept 2, 2026; transactions consummated that date. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1716166/000149315226041807/0001493152-26-041807-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1716166/000149315226041807/form8-ka.htm HTML page: https://secwatch.observer/filing/0001493152-26-041807 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer