secwatch.observer — SEC 8-K summary ====================================== Issuer: Caring Brands, Inc. (CABR) CIK: 0002020737 Form: 8-K Filed at: 2026-09-11T18:46:01+00:00 Accession: 0001493152-26-042368 Event type: regulatory Sentiment: neutral Materiality: 0.75 Item codes: 3.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Caring Brands raises $7.15M PIPE; pro forma equity $8.22M, seeks Nasdaq panel relief -------------------------------------------------------------------------------- - Second PIPE closing on 9/11/26: 2,549.9 Series B Preferred shares plus A/B warrants for 2,549,900 shares each; gross proceeds $2,549,900. - Cumulative PIPE: 7,149.9 Series B Preferred shares and warrants for 7,149,900 shares; gross proceeds $7,149,900 (initial $4.6M closed 9/1/26). - Pro forma stockholders' equity at 8/31/26 is $8,220,419 vs $2.5M Nasdaq Capital Market Equity Standard — $5,720,419 cushion. - Staff Delisting Determination received 7/15/26 for equity-rule noncompliance; filing submitted to Nasdaq Hearings Panel, with no assurance of reinstatement. - Series A Convertible Redeemable Preferred reclassified $3,852,686 from mezzanine to permanent equity via holder redemption waiver and Certificate amendment. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/2020737/000149315226042368/0001493152-26-042368-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/2020737/000149315226042368/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-042368 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer