secwatch.observer — SEC 8-K summary ====================================== Issuer: CDT Equity Inc. (CDT) CIK: 0001896212 Form: 8-K Filed at: 2026-09-18T21:15:32+00:00 Accession: 0001493152-26-043398 Event type: debt Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 CDT Equity issues $2.13M convertible note to J.J. Astor; 3.47M warrants at $0.25 -------------------------------------------------------------------------------- - $2,126,250 senior secured convertible note to J.J. Astor; $1,575,000 funded (net $1,501,850); 24 weekly payments of $88,593.75 to March 1, 2027. - Warrants to buy 3,468,500 shares at $0.25; conversion at greater of 70% of 20-day VWAP or $0.05 floor price (4.99% ownership cap). - Note secured by first-priority lien; 80% of ATM proceeds after Sept 15, 2026 prepay this note; Aug 31, 2026 note fully repaid Sept 4. - Conversion and warrant issuance require stockholder approval; meeting to be held by Oct 31, 2026 if requested by lender. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1896212/000149315226043398/0001493152-26-043398-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1896212/000149315226043398/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-043398 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer