secwatch.observer — SEC 8-K summary ====================================== Issuer: Calidi Biotherapeutics, Inc. (CLDI) CIK: 0001855485 Form: 8-K Filed at: 2026-09-22T21:00:16+00:00 Accession: 0001493152-26-043724 Event type: other_material Sentiment: neutral Materiality: 0.40 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Calidi Biotherapeutics raises $1.2M in registered direct offering of 1,025,640 shares -------------------------------------------------------------------------------- - 1,025,640 shares sold at $1.17/share; gross proceeds ~$1.2M. - Offering closed Sept 21, 2026; no underwriter, placement agent, or discounts. - Net proceeds for working capital and general corporate purposes. - Directors and executive officers subject to 60-day lock-up; company agreed to 45-day equity standstill. - Shares offered via effective Form S-3 shelf (File No. 333-282456). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1855485/000149315226043724/0001493152-26-043724-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1855485/000149315226043724/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-043724 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer