{"schema_version":"secwatch.filing_event.v1","accession":"0001493152-26-044363","form_type":"8-K","ticker":"NCPL","cik":"0001414767","company_name":"Netcapital Inc.","filed_at":"2026-09-25T21:00:29+00:00","discovered_at":"2026-09-25T21:02:03.281331+00:00","generated_at":"2026-10-12T13:26:24.808412+00:00","sec_items":["3.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"Netcapital gets Nasdaq notice over delinquent 10-K and 10-Q; compliance plan due Oct 23","bullets":["Nasdaq notified Netcapital on Sept 21, 2026 that it fails Listing Rule 5250(c)(1) for not filing its 10-Q for the quarter ended July 31, 2026 and its 10-K for FY ended April 30, 2026.","Company must submit a plan to regain compliance by October 23, 2026; if Nasdaq accepts, it may grant up to 180 days from the 10-K due date, or until February 9, 2027.","An earlier Nasdaq notice dated August 24, 2026 (disclosed August 27, 2026) covered only the delinquent Form 10-K.","Netcapital says it intends to file both reports as soon as practicable; there is no assurance Nasdaq will accept the plan or that compliance will be regained.","If the plan is rejected, the Company may appeal to a Nasdaq Hearings Panel; the notice has no immediate effect on trading of NCPL."],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-044363","json":"https://secwatch.observer/filing/0001493152-26-044363.json","markdown":"https://secwatch.observer/filing/0001493152-26-044363.md","text":"https://secwatch.observer/filing/0001493152-26-044363.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1414767/000149315226044363/0001493152-26-044363-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1414767/000149315226044363/form8-k.htm"},"model":{"generated_by":"deepseek-v4.1-flash:cloud@v2","generated_at":"2026-10-12T13:26:24.808412+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}