---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-044363"
form_type: "8-K"
ticker: "NCPL"
cik: "0001414767"
company_name: "Netcapital Inc."
filed_at: "2026-09-25T21:00:29+00:00"
generated_at: "2026-10-12T13:26:24.808412+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Netcapital gets Nasdaq notice over delinquent 10-K and 10-Q; compliance plan due Oct 23

## Summary
- Nasdaq notified Netcapital on Sept 21, 2026 that it fails Listing Rule 5250(c)(1) for not filing its 10-Q for the quarter ended July 31, 2026 and its 10-K for FY ended April 30, 2026.
- Company must submit a plan to regain compliance by October 23, 2026; if Nasdaq accepts, it may grant up to 180 days from the 10-K due date, or until February 9, 2027.
- An earlier Nasdaq notice dated August 24, 2026 (disclosed August 27, 2026) covered only the delinquent Form 10-K.
- Netcapital says it intends to file both reports as soon as practicable; there is no assurance Nasdaq will accept the plan or that compliance will be regained.
- If the plan is rejected, the Company may appeal to a Nasdaq Hearings Panel; the notice has no immediate effect on trading of NCPL.

## SEC filing metadata
- accession: 0001493152-26-044363
- form_type: 8-K
- ticker: NCPL
- cik: 0001414767
- company_name: Netcapital Inc.
- filed_at: 2026-09-25T21:00:29+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1414767/000149315226044363/0001493152-26-044363-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1414767/000149315226044363/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-044363
- JSON: https://secwatch.observer/filing/0001493152-26-044363.json
- Plain text: https://secwatch.observer/filing/0001493152-26-044363.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.