secwatch.observer — SEC 8-K summary
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Issuer:     Netcapital Inc. (NCPL)
CIK:        0001414767
Form:       8-K
Filed at:   2026-09-25T21:00:29+00:00
Accession:  0001493152-26-044363
Event type: regulatory
Sentiment:  negative
Materiality: 0.65
Item codes: 3.01, 9.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Netcapital gets Nasdaq notice over delinquent 10-K and 10-Q; compliance plan due Oct 23
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- Nasdaq notified Netcapital on Sept 21, 2026 that it fails Listing Rule 5250(c)(1) for not filing its 10-Q for the quarter ended July 31, 2026 and its 10-K for FY ended April 30, 2026.
- Company must submit a plan to regain compliance by October 23, 2026; if Nasdaq accepts, it may grant up to 180 days from the 10-K due date, or until February 9, 2027.
- An earlier Nasdaq notice dated August 24, 2026 (disclosed August 27, 2026) covered only the delinquent Form 10-K.
- Netcapital says it intends to file both reports as soon as practicable; there is no assurance Nasdaq will accept the plan or that compliance will be regained.
- If the plan is rejected, the Company may appeal to a Nasdaq Hearings Panel; the notice has no immediate effect on trading of NCPL.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1414767/000149315226044363/0001493152-26-044363-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1414767/000149315226044363/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-044363

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