---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-045100"
form_type: "8-K"
ticker: "LTRN"
cik: "0001763950"
company_name: "Lantern Pharma Inc."
filed_at: "2026-09-30T20:05:16+00:00"
generated_at: "2026-10-12T14:04:17.223522+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Lantern Pharma closes $4M registered direct offering with up to $8M total including warrants

## Summary
- Lantern Pharma sold 1,469,725 common shares at $1.09 and 2,200,000 pre-funded warrants at $1.0899 in a registered direct offering that closed September 30, 2026.
- In a concurrent private placement, Lantern issued warrants to purchase 3,669,725 shares at $1.09, exercisable only after stockholder approval and expiring five years after approval.
- Gross proceeds were approximately $4.0 million upfront, with up to $4 million more if the warrants are fully exercised; Rodman & Renshaw acted as placement agent.
- Lantern paid Rodman & Renshaw a 7% cash fee, issued placement agent warrants for 5% of shares sold at $1.3625 per share, and will pay a 3% cash fee on warrant exercises.
- The company must seek stockholder approval within 90 days of September 28, 2026 and intends to use net proceeds for working capital and general corporate purposes.

## SEC filing metadata
- accession: 0001493152-26-045100
- form_type: 8-K
- ticker: LTRN
- cik: 0001763950
- company_name: Lantern Pharma Inc.
- filed_at: 2026-09-30T20:05:16+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1763950/000149315226045100/0001493152-26-045100-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1763950/000149315226045100/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-045100
- JSON: https://secwatch.observer/filing/0001493152-26-045100.json
- Plain text: https://secwatch.observer/filing/0001493152-26-045100.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.