secwatch.observer — SEC 8-K summary ====================================== Issuer: ALPHA MODUS HOLDINGS, INC. (AMOD) CIK: 0001862463 Form: 8-K Filed at: 2026-10-01T15:30:52+00:00 Accession: 0001493152-26-045296 Event type: other_material Sentiment: positive Materiality: 0.85 Item codes: 2.01, 8.01 LLM model: deepseek-v4.1-flash:cloud@v2 Alpha Modus closes PIPE: 51.6M shares sold for 3,170 bitcoin worth over $250M; regains Nasdaq compliance -------------------------------------------------------------------------------- - Closed the PIPE Transaction on September 30, 2026, issuing 51,621,560 Class A shares plus warrants for 51,621,560 more at a $4.36/share exercise price to non-U.S. investors. - Investors delivered 3,170 bitcoin to new wholly-owned Singapore subsidiary AMOD Tech Pte. Ltd., valued above $250 million at roughly $83,612.20 per bitcoin on September 30, 2026. - Company states it now has stockholders' equity well in excess of $200 million, regaining compliance with Nasdaq Listing Rule 5550(b)(1)'s $2.5 million minimum equity requirement. - Prior April 6, 2026 Nasdaq notice cited failure to meet the $500,000 net income, $35 million market value, and $2.5 million equity standards; an extension had been granted. - Nasdaq will keep monitoring; if the next periodic report does not evidence compliance, the company says it may be subject to delisting. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1862463/000149315226045296/0001493152-26-045296-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1862463/000149315226045296/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-26-045296 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer