---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-26-045723"
form_type: "8-K"
ticker: "YHGJ"
cik: "0001042187"
company_name: "YUNHONG GREEN CTI LTD."
filed_at: "2026-10-05T16:48:30+00:00"
generated_at: "2026-10-12T14:48:29.227542+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.45
calibrated_materiality_score: 0.45
confidence: "high"
source: SEC EDGAR
---

# Yunhong Green CTI locks up 200,000 preferred shares, extends warrants to 2029 ahead of public offering

## Summary
- Conversion Restriction and Waiver Agreements signed Sept 29, 2026 with holders of 130,000 Series E and 70,000 Series F preferred shares amid a proposed public offering.
- Lock-up bars conversion, warrant exercise and transfers, ending 61 days after a termination notice that cannot be given before the Offering closes or is abandoned plus the second anniversary.
- Holders consented to the Offering and waived piggyback registration rights; the Series F Agreement bars paying Series F preferred dividends in common shares during the restricted period.
- Company extended both warrants' expiration from March 11, 2027 to March 11, 2029; Purchase Agreements amended to conform conversion terms and holders released related claims.
- 2026 annual meeting set for Dec 30, 2026, 9:00 a.m. CT (2025 meeting was Aug 22, 2025); nomination deadline Oct 15, 2026, Rule 14a-19 notice Oct 31, Rule 14a-8 proposals Oct 23.

## SEC filing metadata
- accession: 0001493152-26-045723
- form_type: 8-K
- ticker: YHGJ
- cik: 0001042187
- company_name: YUNHONG GREEN CTI LTD.
- filed_at: 2026-10-05T16:48:30+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.45
- calibrated_materiality_score: 0.45
- confidence: high
- sec_items: 1.01, 5.08, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1042187/000149315226045723/0001493152-26-045723-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1042187/000149315226045723/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-26-045723
- JSON: https://secwatch.observer/filing/0001493152-26-045723.json
- Plain text: https://secwatch.observer/filing/0001493152-26-045723.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.