secwatch.observer — SEC 8-K summary
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Issuer:     YUNHONG GREEN CTI LTD. (YHGJ)
CIK:        0001042187
Form:       8-K
Filed at:   2026-10-05T16:48:30+00:00
Accession:  0001493152-26-045723
Event type: other_material
Sentiment:  neutral
Materiality: 0.45
Item codes: 1.01, 5.08, 9.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Yunhong Green CTI locks up 200,000 preferred shares, extends warrants to 2029 ahead of public offering
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- Conversion Restriction and Waiver Agreements signed Sept 29, 2026 with holders of 130,000 Series E and 70,000 Series F preferred shares amid a proposed public offering.
- Lock-up bars conversion, warrant exercise and transfers, ending 61 days after a termination notice that cannot be given before the Offering closes or is abandoned plus the second anniversary.
- Holders consented to the Offering and waived piggyback registration rights; the Series F Agreement bars paying Series F preferred dividends in common shares during the restricted period.
- Company extended both warrants' expiration from March 11, 2027 to March 11, 2029; Purchase Agreements amended to conform conversion terms and holders released related claims.
- 2026 annual meeting set for Dec 30, 2026, 9:00 a.m. CT (2025 meeting was Aug 22, 2025); nomination deadline Oct 15, 2026, Rule 14a-19 notice Oct 31, Rule 14a-8 proposals Oct 23.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1042187/000149315226045723/0001493152-26-045723-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1042187/000149315226045723/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-045723

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