secwatch.observer — SEC 8-K summary
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Issuer:     VIVOS INC (RDGL)
CIK:        0001449349
Form:       8-K
Filed at:   2026-10-05T21:26:59+00:00
Accession:  0001493152-26-045780
Event type: other_material
Sentiment:  neutral
Materiality: 0.45
Item codes: 5.03, 9.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Vivos designates 1M Series D preferred with $1.00 stated value, $0.08 conversion price and 50 votes per share
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- Certificate of Designations filed with Delaware on Sept 28, 2026 designates 1.0M of the company's 10.0M authorized preferred shares as Series D Convertible Preferred, par value $0.001.
- Each Series D share carries a $1.00 stated value and $1.00 liquidation preference, convertible at $0.08 per common share — 12.5 shares per preferred, up to 12.5M common shares.
- Series D ranks senior to the common stock and all other junior equity, and votes alongside common at 50 votes for every common share issuable upon conversion.
- Conversion is capped at 4.99% beneficial ownership, or 9.99% after 61 days' prior written notice to the company; holders may convert at any time.
- The filing discloses no dividend rate, purchase price, or investor identity for the Series D issuance; CEO Michael K. Korenko signed the report dated Oct 5, 2026.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1449349/000149315226045780/0001493152-26-045780-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1449349/000149315226045780/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-26-045780

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